CODE
of conduct
THE ACTIONS OF ALL MEMBERS SHALL AT ALL TIMES BE GOVERNED BY THE FOLLOWING GENERAL PRINCIPLES:
# RULES 1
We are fiduciaries for our clients, and as such, we have an affirmative duty of care, loyalty, honesty and good faith to act in the best interest of our clients;
# RULES 2
We must always place the interest of our clients ahead of our personal interests or the interests of the firm and must not favour one client over another;
# RULES 3
We must always act in a manner that avoids any conflict of interest, either real or perceived;
# RULES 4
All information pertaining to any client must be held strictly confidential;
# RULES 5
We must always maintain independence and objectivity in making investment recommendations;
# RULES 6
We must always strive to achieve the highest standards of professionalism in all aspects of our business;<
