The actions of all members shall at all times be governed by the following general principles:

  1. We are fiduciaries for our clients, and as such, we have an affirmative duty of care, loyalty, honesty and good faith to act in the best interest of our clients;
  2. We must always place the interest of our clients ahead of our personal interests or the interests of the firm and must not favour one client over another;
  3. We must always act in a manner that avoids any conflict of interest, either real or perceived;
  4. All information pertaining to any client must be held strictly confidential;
  5. We must always strive to achieve and maintain independence and objectivity in making investment decisions; and
  6. We must always strive to achieve the highest standards of professionalism in all aspects of our business.

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